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Status In Discovery
Categories AML
Created by Caroline Gudgeon
Created on Jun 29, 2023

AML RA Not required option

On the home Screen could another option be added to show that an RA is not required for this client. So yo end up with High, Normal, Low, Not required and no risk - ie last category are awaiting for RA to be performed.

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  • Caroline Gudgeon
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    |
    Jul 3, 2023

    Hi

    I have Directors of companies for whom I need to run a KYC Check but not an AML check as that is done on certain directors, not all of them. These Directors are not part of the day to day running of the business

  • Admin
    Simon Collen
    Reply
    |
    Jul 3, 2023

    Hi Caroline,

    Thanks for the suggestion, can you help me clarify the requirements for this.

    Are you looking to only exclude Risk Assessments, or do you want to exclude the client from all AML areas e.g KYC, AML Checks etc?
    If you are only looking to exclude from Risk Assessments, please can you let us know why these clients don't require a risk assessment?


    Thanks