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Status Released
Categories AML
Created by Paul Riggall
Created on Mar 17, 2023

Initial client set up and assessment

When completing a risk assessment, the next due date automatically completes for 1 year and cannot be edited.

When assigning a risk profile, a comment can be entered but this then disappears when saved and doesn't seem to appear anywhere.

A KYC assessment cannot be edited.


The ongoing due diligence would practically work much better if:

1) The next due date could be edited (we wanted to test what happens at year 2);

2) The comments made on a risk profile remained visible - we recorded the date that the profile was selected;

3) A risk assessment could be reviewed at the next due date and be marked as "no changes", for example, rather than needing a full assessment again

4) A KYC assessment could be edited/amended as the relationship grows

  • Attach files
  • Admin
    Simon Collen
    Reply
    |
    Aug 22, 2023

    The risk profile changes will now show in the audit tab

  • Admin
    Simon Collen
    Reply
    |
    Aug 17, 2023

    We have introduced the AML audit tab which shows the changes to AML checks, and we will soon have the Risk profile changes showing in there too